About This Session
Regulators across the UAE, including the Central Bank of the UAE (CBUAE), DFSA, FSRA, VARA and the Ministry of Economy, have significantly escalated their supervisory enforcement, issuing record fines, public censures and license suspensions. Many of these enforcement actions stem from recurring, systemic weaknesses within internal compliance and governance frameworks rather than intentional wrongdoing.
In this session we will explore:
- Anatomy of UAE Enforcement Actions
- The Top 10 Compliance Failures
- Senior Management Accountability
- Remediation & Inspection Readiness
Who Should Attend:
- CEOs, Senior Officers, and Board Members
- Heads of Compliance and MLROs
- General Counsel and In-House Legal Counsel
- Risk Directors and Internal Auditors
Access to Resources
All registrants will receive:
- A recording of the live session.
- No subscription or payment required.