Complyport’s UAE operations extend the firm’s international compliance, governance, risk, compliance and technology services into one of the world’s most dynamic financial markets. 

With over 25 years of global regulatory experience, Complyport supports financial services firms across the UAE, EU, UK and other international financial centres. Our presence in the United Arab Emirates reflects our commitment to providing local regulatory expertise backed by international capability, technical depth and operational experience. 

We support firms regulated by the DFSA, ADGM FSRA, VARA, the Central Bank of the UAE and the Securities and Commodities Authority (SCA). Our practitioner-led approach ensures advice is technically robust, commercially practical and aligned with regulatory expectations. 

Regulatory Expertise in the UAE 

The UAE continues to attract investment managers, fintech firms, banks, payment institutions and virtual asset providers seeking a well-regulated and internationally recognised financial centre. Complyport provides end-to-end support across the regulatory lifecycle — from initial structuring and licensing to ongoing governance, risk management and technology enablement. 

Authorisations & Licensing 

We guide firms through authorisation processes within DIFC, ADGM and mainland frameworks. Our services include: 

• Regulatory business plan preparation 

• Governance and control framework design 

• Capital adequacy and financial structuring 

• Policies and procedures drafting 

• Regulatory application management and liaison 

To date, Complyport has supported more than 1,500 firms globally through regulatory authorisation processes, bringing this experience and discipline to the UAE market. 

Governance, Risk & Compliance (GRC) 

Complyport delivers integrated governance and risk frameworks designed to meet regulatory requirements while supporting effective management oversight. Our UAE services include: 

• Compliance framework implementation and review 

• Risk management and internal control design 

• Compliance monitoring programmes 

• Regulatory health checks and gap analysis 

• Board and senior management advisory 

Our approach ensures firms can demonstrate accountability, transparency and sound risk management. 

Ongoing Compliance & MLRO Support 

We provide outsourced and co-sourced compliance solutions tailored to firms operating within UAE regulatory frameworks, including: 

• Compliance Officer and MLRO services 

• Financial crime compliance advisory 

• Regulatory reporting support 

• Thematic reviews and remediation 

• Staff training programmes 

We act as a long-term partner, helping firms maintain consistent regulatory standards as requirements evolve. 

CFO as a Service 

Our outsourced CFO services support firms in meeting financial governance and regulatory reporting obligations. Services include: 

• Financial reporting and forecasting 

• Regulatory capital monitoring 

• Preparation of regulatory returns 

• Audit coordination 

• Finance function establishment 

This service provides experienced financial oversight without the need for a full in-house finance team. 

HR & Regulatory Resourcing 

Complyport supports firms in meeting regulatory fitness and propriety standards by assisting with: 

• Senior management function appointments 

• Compliance and risk professionals 

• MLRO placements 

• Interim and project-based regulatory specialists 

We understand regulatory approval requirements and support firms throughout the appointment process. 

Technology & RegTech Solutions 

Through Complyport’s integrated Governance, Risk, Compliance and Technology ecosystem, UAE clients benefit from proprietary and third-party RegTech solutions that enhance regulatory efficiency. These include: 

• Transaction reporting and monitoring solutions 

• AML systems and financial crime tools 

• Regulatory reporting technology 

• Data governance and oversight solutions 

Our technology services support accurate reporting, clear audit trails and continuous regulatory readiness. 

Local Expertise, International Strength 

Complyport’s UAE operations combine regional regulatory knowledge with the depth and experience of an international compliance consultancy. With offices across multiple jurisdictions and a global client base, we are well positioned to support firms operating locally, regionally and internationally. 

At Complyport, we remain committed to integrity, professionalism and delivering practical solutions that support both regulatory compliance and business success.